Security Details Tab

This tab identifies the security to which the transaction applies and provides pertinent information about it.

Security Details tab definitions:

Title

Description

Security ID

Required. Indicates the security affected by this transaction. The security record referenced must be valid and active in the system and must not have a liability class code. Only one security record may be used per e-doc.

Enter the ID or use the lookup Description: _searchicon.gif to find it. The system then displays the description of the security you specified along with the associated class code and description, security transaction code and description, and tax lot indicator.

Class Code

Display only. Describes the class (group) to which this security belongs.

Security Transaction Code

Display only. Indicates the security transaction code assigned to this security. The system obtains this value from the class code for the security. The code must be valid for use with the KEMID (that is, the chart for this security transaction code must match the chart for the KEMID Etran code).

Tax Lot Indicator

Display only. Indicates whether affected security units (holdings) are maintained in separate accounting (tax) lots. This indicator determines the way gains and losses are calculated in the eventual sale of this security.

‘Yes’ = Security units are maintained in separate tax lots.

‘No’ = Security units are consolidated into one holding.

Registration Code

Required. Indicates where (for example, at a bank, at a broker, or somewhere in the institution) a security is held in custody for the institution. The registration code specified must be valid and active in the system.

Enter the appropriate code or use the lookup Description: _searchicon.gif to find it. The system then displays the description of the registration code you specified.

More:

Transaction Lines Tab